Back to Jobs

Interesting Job Opportunity: Paytm Money - Legal Manager - Broking - CS/LLB

Actively Reviewing

Paytm Money

Mumbai Full-Time 4–8 yrs exp Posted 1 month ago · Apply by Jul 18, 2026

Job Description

Key Responsibilities

Regulatory Compliance & Surveillance:

Develop and maintain KYC/AML policies per SEBI & FIU India guidelines.
Manage KYC procedures, including re-KYC, Customer Risk Classification, and documentation.
Oversee AML transaction monitoring, reporting, and Suspicious Transaction Reports (STRs) filing.
Handle surveillance reporting for broking and depository functions, including exchange queries.

Policy, Process & MIS Management

Investigations & Training

Conduct quality controls, suspicious activity investigations, and enhanced due diligence.
Assist in training staff on KYC and AML policies.

Stakeholder Engagement

Coordinate with exchanges, depositories, FIU India, and internal teams such as Compliance, Product, Finance, and 6-12 years in KYC/AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.

Educational Qualification

Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualifications.

Technical Skills & Competencies

Deep understanding of SEBI KYC/AML norms, broking laws, depository regulations, and exchange operations.
Strong analytical ability for transaction data and surveillance investigations.
Proficient in MS Office and AML/KYC software tools.
Excellent written and verbal communication, interpersonal skills, and stakeholder management.
Ability to multitask under tight deadlines in a fast-paced environment.

Why Join Paytm Money?