Risk and Compliance Specialist/Internal Audit/Mumbai

Job Title: Risk and Compliance Specialist

Department: India Compliance COE

About Business line/Function: Compliance

Location : Mumbai

Experience : 4 - 5 Years

JOB DESCRIPTION :

Specific Qualifications:

• Bachelor's degree or higher from an accredited institution
• Compliance, Audit, risk Management experience or qualifications in finance.

Skills Referential (Required knowledge, skills and abilities)

• Minimum 4 to 5 years’ experience working for a financial services firm and/or self-regulatory organization in a Compliance Monitoring/Testing, Internal Audit or regulatory related position.
• Working knowledge of capital markets and investment banking activities and regulatory requirements governing those activities.
• Strong analytical, organizational abilities, project management skills and attention to detail.
• Problem solving, critical thinking, investigative and root cause identification skills.
• Advanced computer skills including MS Excel (including macros), Word, and PowerPoint; Power BI is a plus.
• Excellent execution skills with the ability to work successfully under demanding deadlines.
• Team player with ability to work collaboratively across Compliance.
• Excellent interpersonal and communication skills with the ability to interact effectively with front and back-office staff, senior management, and the Americas regions.
• High ethical standards.
• Flexibility to adapt to a new and changing environment.
• Excellent IT and excel skills
• Excellent communication and project management skills
• Familiarity with Compliance Market Integrity, Client interest protection, Professional ethics topics to understand the reporting and testing needs of the team
• Team player with interpersonal and teamwork skills
• Self-confidence, ability to stand their ground when required
• Flexibility and adaptability to work on different topics

If anyone are intrested please share your resume with [email protected]

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